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John Carstairs Towers

Moffettnathanson

New York, NY

CRD 2785258

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Employer firm

Moffettnathanson CRD 327787

325 advisory clients

Reported services (Item 5G)

  • EQUITY RESEARCH

From the firm’s Form ADV. Read the guides:

Current Employers
Moffettnathanson

1325 Avenue Of The Americas, 29Th Floor, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-10-16
  • CT RA
    APPROVED
    Since 2023-10-16

Branch Locations

1325 Avenue Of The Americas, 29Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moffettnathanson Llc New York NY 05/2013 05/2022
Svb Securities Llc New York NY 06/2022 Present
  • 05/2013 → 05/2022
    Moffettnathanson Llc
    New York, NY
  • 06/2022 → Present
    Svb Securities Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-03-07
  • S63 Uniform Securities Agent State Law Examination
    2022-03-07
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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