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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 1998-06-23 |
Branch Locations
225 Liberty St Pbig - New York, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/1994 | Present |
| Bank Of America, N.A. | New York | NY | 05/2011 | Present |
I*137403 For profit or not for profit: Non-Profit Organization Name of outside business organization: Nassau County Womens Lacrosse Officials Assoc. Investment related: N Address of business: Melville, New York 11739 Nature of business: Charitable Organization, Compensation for Activity: Y Position, title, association: Participant, Start date of relationship: 4/17/2021 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Youth lacrosse officials. I will be refereeing youth lacrosse games.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-13 |
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