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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-27 |
| NV | RA | APPROVED | 2024-08-26 |
Branch Locations
10801 W. Charleston Blvd Suite 120, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Las Vegas | NV | 03/2016 | 08/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 03/2016 | 08/2024 |
| Raymond James & Associates, Inc | Las Vegas | NV | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
(1)Name of Business: Arsilica, Inc Address: 9570 Ruperts Court, Las Vegas, NV, 89123, United States Activity Type: Business Owner Position/Title: Officer - Treasurer, Officer - Secretary Investment Related: No Start Date: 01/04/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Take minutes at corporate meetings. We are an on line glassware distributor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-16 |
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