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5465 Legacy Dr. Suite 650, Plano, TX 75024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments, Inc. | Kingwood | TX | 02/2010 | 08/2017 |
| Fulcrum Equity Management, Llc | Plano | TX | 08/2017 | 03/2018 |
| Securities America, Inc. | Houston | TX | 10/2017 | 04/2019 |
| Securities America Advisors | Houston | TX | 05/2018 | 04/2019 |
| Fulcrum Equity Management, Llc | Frisco | TX | 04/2019 | Present |
1) Moores Music Society University of Houston Position: Board of Trustee - Provide funding for scholarships and special projects for the University of Houston Moores School of Music helping to place national and international student performers in a challenging and supportive environment. - Non Investment Related - Hours: 1 - Securities Trading Hours: 0 - Start Date: 3/15/2015 - Address: 3333 Cullen Blvd, RM 120, Houston, TX 77204 2) Independent Licensed Insurance Agent: Non Investment Related; 7/1996; 9114 Mullins Dr, Houston, TX 77096
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-25 |
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