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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2014-12-02
  • SC RA
    APPROVED
    Since 2014-12-02

Branch Locations

520 Gervais St, Columbia, SC 29201 • United States

Columbia, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South State Bank Columbia SC 08/2013 Present
Lpl Financial Columbia SC 11/2014 Present
  • 08/2013 → Present
    South State Bank
    Columbia, SC
  • 11/2014 → Present
    Lpl Financial
    Columbia, SC
Previous Registrations
  • 2009-01-20 → 2013-09-05
    Johnstown, PA
    Fort Mill, SC
    Johnstown, PA
  • 2004-05-03 → 2008-12-22
    Invest Financial Corporation
    Johnstown, PA
    Johnstown, PA
Other Businesses

1.11/26/2014; Investment products and services are offered through LPL Financial LLC using the DBA/trade name SOUTH STATE INVESTMENT SERVICES; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.01/22/2026; SouthState Bank; Financial Institution Duty; Investment Related; at Reported Business Location(s); Start Date 03/31/2014; 60hrs/mth; 3hrs during trading 3.07/09/2026; SouthState Private Capital Management; Financial Institution Duty; Investment Related; at Reported Business Location(s); Start Date 07/01/2025; 10hrs/mth; 10hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-26
S63 Uniform Securities Agent State Law Examination 1996-09-12
  • S66 Uniform Combined State Law Examination
    2004-04-26
  • S63 Uniform Securities Agent State Law Examination
    1996-09-12

View on SEC IAPD

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