Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-14
  • CA RA
    APPROVED
    Since 2024-10-14

Branch Locations

1370 Valley Vista Dr Suite 200, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Beverly Hills CA 05/2013 12/2022
Mml Investors Services Beverly Hills CA 07/2013 12/2022
W&S Brokerage Services Ontario CA 01/2023 09/2024
Western And Southern Life Ontario CA 06/2023 09/2024
Massmutual Life Insurance Co Diamond Bar CA 10/2024 Present
Mml Investors Services, Llc Diamond Bar CA 10/2024 Present
Western And Southern Life Cerritos CA 01/2023 05/2023
  • 05/2013 → 12/2022
    Mass Mutual Life Insurance Company
    Beverly Hills, CA
  • 07/2013 → 12/2022
    Mml Investors Services
    Beverly Hills, CA
  • 01/2023 → 09/2024
    W&S Brokerage Services
    Ontario, CA
  • 06/2023 → 09/2024
    Western And Southern Life
    Ontario, CA
  • 10/2024 → Present
    Massmutual Life Insurance Co
    Diamond Bar, CA
  • 10/2024 → Present
    Diamond Bar, CA
  • 01/2023 → 05/2023
    Western And Southern Life
    Cerritos, CA
Previous Registrations
Other Businesses

NAME: ARTHUR CHEN AND WEI WANG 2019 TRUST INV REL: Y ADD: LAS VEGAS, NV NATURE: RENTAL INCOME POSITION: CO-OWNER START DATE: 3/4/2013 NO HRS/MO: 0.5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: PASSIVE INCOME. HIRED PROPERTY MANAGER TO MANAGE UNIT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-28
S63 Uniform Securities Agent State Law Examination 1996-08-20
  • S65 Uniform Investment Adviser Law Examination
    1999-09-28
  • S63 Uniform Securities Agent State Law Examination
    1996-08-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Diamond Bar, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor