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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-14 |
Branch Locations
1370 Valley Vista Dr Suite 200, Diamond Bar, CA 91765 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Beverly Hills | CA | 05/2013 | 12/2022 |
| Mml Investors Services | Beverly Hills | CA | 07/2013 | 12/2022 |
| W&S Brokerage Services | Ontario | CA | 01/2023 | 09/2024 |
| Western And Southern Life | Ontario | CA | 06/2023 | 09/2024 |
| Massmutual Life Insurance Co | Diamond Bar | CA | 10/2024 | Present |
| Mml Investors Services, Llc | Diamond Bar | CA | 10/2024 | Present |
| Western And Southern Life | Cerritos | CA | 01/2023 | 05/2023 |
NAME: ARTHUR CHEN AND WEI WANG 2019 TRUST INV REL: Y ADD: LAS VEGAS, NV NATURE: RENTAL INCOME POSITION: CO-OWNER START DATE: 3/4/2013 NO HRS/MO: 0.5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: PASSIVE INCOME. HIRED PROPERTY MANAGER TO MANAGE UNIT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-20 |
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