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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-10 |
| CA | RA | APPROVED | 2007-10-01 |
Branch Locations
30131 Town Center Drive Suite 168, Laguna Niguel, CA 92677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Irvine | CA | 10/2007 | Present |
| Wealthcare Alliance | Laguna Niguel | CA | 01/2010 | 06/2018 |
1. SENTINEL WEALTH MANAGEMENT POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2007 ADDRESS: 30131 Town Center Dr., Suite 168, Laguna Niguel CA 92677, United States DESCRIPTION: This is my personal S-corporation which is used soley for the purposes of accounting and tax filing. 2. DAVID LOPEZ, SOLE PROPRIETOR POSITION: Other - I am an independent contractor NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2007 ADDRESS: 30131 Town Center Dr., Suite 168, Laguna Niguel CA 92677, United States DESCRIPTION: ANALYZE A CLIENT'S INSURANCE NEEDS AND MAKE RECOMMENDATIONS FOR LIFE INSURANCE, ESTATE PLANS AND LONG TERM HEALTH CARE 3. RENTAL PROPERTY POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2025 ADDRESS: 25636 La Cresta, Laguna Niguel CA 92677, United States DESCRIPTION: My wife and I jointly own a small townhome which we rent out.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-29 |
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