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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-04-26 |
| ME | RA | APPROVED | 2024-04-17 |
| NM | RA | APPROVED | 2023-02-17 |
| NY | RA | APPROVED | 2022-01-28 |
| TX | RA | APPROVED_RES | 2021-05-25 |
| WA | RA | APPROVED | 2020-04-08 |
| CO | RA | APPROVED | 2018-07-16 |
| FL | RA | APPROVED | 2017-08-07 |
| GA | RA | APPROVED | 2017-06-05 |
| NJ | RA | APPROVED | 2017-05-31 |
| MD | RA | APPROVED | 2017-05-26 |
| CA | RA | APPROVED | 2017-05-22 |
Branch Locations
140 S Lake Avenue Suite #205, Pasadena, CA 91101 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foothill Securities, Inc. | Pasadena | CA | 06/2009 | 12/2016 |
| Paul Bertrand Sirois Insurance Sales | Pasadena | CA | 02/2003 | Present |
| Securities America, Inc. | Pasadena | CA | 12/2016 | 05/2017 |
| Securities America Advisors, Inc. | Pasadena | CA | 12/2016 | 05/2017 |
| Lasalle St Investment Advisors | Elmhurst | IL | 05/2017 | Present |
| Lasalle St Securities Llc | Elmhurst | IL | 05/2017 | Present |
1) SOLE PROPRIETOR POSITION: Insurance sales agent NATURE: I offer traditional life insurance, disability insurance, long term care insurance and group health, term and disability insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/2002 ADDRESS: 140 S. Lake Avenue Suite #205, Pasadena CA 91101 2) LaSalle St Investment Advisors LLC Position: IAR Nature: Investment Advisory Services Investment Related: Yes Start Date: 05/2017 Address: 140 S. Lake Avenue Suite #205, Pasadena CA 91101
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-10 |
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