Heather Lee Karcz

Current Employers

Employment History

• 02/2015 → Present
  Raymond James Financial Services, Inc.
  Green Bay, WI
• 02/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Green Bay, WI
• 02/2015 → Present
  Zk Financial Group Llc
  Green Bay, WI
• 02/2015 → Present
  Dba Zuehlke Karcz Financial Group
  Green Bay, WI

Previous Registrations

• 2004-03-26 → 2015-02-27
  Stifel, Nicolaus & Company, Incorporated
  Greenbay, WI
  Green Bay, WI

Other Businesses

1) Name of Bus.: Address: 3350 Rose Haven Trl, Green Bay, WI, 54313, US Activity Type: Rental Real Estate Pos./Title: Owner/Proprietor Invest. Related: Yes Start Date: 01/01/2018 Hrs per month devoted to this Bus.: 2-10 Hrs per month devoted to this Bus. during trading Hrs: 0-1 Descript. of duties: co-owner of 2nd home that will be rented out for vacation rentals (2) Name of Bus.: Capital Credit Union Address: 825 Morris Ave, Green Bay, WI, 54304, US Activity Type: Nonprofit Pos./Title: Dir. Invest. Related: Yes Start Date: 01/01/2009 Hrs per month devoted to this Bus.: 2-10 Hrs per month devoted to this Bus. during trading Hrs: 2-10 Descript. of duties: Evaluate strategic direction of CU; Review internal policies; Evaluate profit & loss; manage liabilities vs risk; Evaluate & adapt to industry regulations; Maintain positive image of CU. (3) Name of Bus: dba Zuehlke Karcz Financial Group Address: 1277 W Mason St, Green Bay, WI, 54303-2047, US Activity Type: Support Company - Owner Pos./Title: Independent Contractor, Officer - President Invest. Related: No Start Date: 02/15/2015 Hrs per month devoted to this Bus.: 81+ Hrs per month devoted to this Bus. during trading Hrs: 81+ Descript. of duties: I am co-owner of this entity. I am responsible for all ops and activity. (4) Name of Bus.: Greenback Towers LLC Address: 1277 W Mason St, Green Bay, WI, 54303, US Activity Type: Rental Real Estate Pos./Title: Partner Invest. Related: Yes Start Date: 01/01/2015 Hrs per month devoted to this Bus.: 0-1 Hrs per month devoted to this Bus. during trading Hrs: 0-1 Descript. of duties: managing partner in real estate office building property (5) Name of Bus.: Island Cove Condo Assoc Address: 3350 Rose Haven Trl, Green Bay, WI, 54313, US Activity Type: Nonprofit Pos./Title: Officer - Treasurer, Officer - Secretary Invest. Related: Yes Start Date: 10/01/2021 Hrs per month devoted to this Bus.: 0-1 Hrs per month devoted to this Bus. during trading Hrs: 0-1 Descript. of duties: Maintain records, distribute meeting minutes, schedule and notify homeowners of meetings. (6) Name of Bus.: Island Cove Condominiums Address: 3350 Rose Haven Trl, Green Bay, WI, 54313, US Activity Type: Nonprofit Pos./Title: Officer - Treasurer, Officer - Secretary Invest. Related: Yes Start Date: 06/19/2023 Hrs per month devoted to this Bus.: 2-10 Hrs per month devoted to this Bus. during trading Hrs: 0-1 Descript. of duties: Notify owners of meetings, record and share minutes, coordinate property maintenance and payments, and oversee bookkeeping. (7) Name of Bus.: University of WI Green Bay Foundation Address: 2420 Nicolet Drive, Green Bay, WI, 54301, US Activity Type: Nonprofit Pos./Title: Officer - Treasurer, Board Member, Finance/Invest. Committee Member, Dir. Invest. Related: Yes Start Date: 01/01/2026 Hrs per month devoted to this Bus.: 0-1 Hrs per month devoted to this Bus. during trading Hrs: 0-1 Descript. of duties: Board sets strategy for philanthropic impact. Treasurer maintains financial records with auditors, oversees investment managers, and has no direct access to funds or accounts. (8) Name of Bus.: YWCA of Greater Green Bay Address: 230 S Madison St, Green Bay, WI, 54301, US Activity Type: Nonprofit Pos./Title: Committee Member Invest. Related: Yes Start Date: 06/10/2021 Hrs per month devoted to this Bus.: 0-1 Hrs per month devoted to this Bus. during trading Hrs: 0-1 Descript. of duties: Invest. Management Committee member. Review Invest. holdings and perf. of endowment fund. Meet semi-annually with Advisors who manage the portfolio to ensure they are acting in best interest of the org. (9) Name of Bus.: ZK Financial Group LLC Address: 1277 W Mason St, Green Bay, WI, 54303, US Activity Type: Support Company - Owner Pos./Title: Other Invest. Related: No Start Date: 02/13/2015 Hrs per month devoted to this Bus.: 0-1 Hrs per month devoted to this Bus. during trading Hrs: 0-1 Descript. of duties: Partner

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-18
• S63 Uniform Securities Agent State Law Examination
  1996-09-20

Other Names

• Heather Karcz