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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| NM | RA | APPROVED | 2009-06-01 |
Branch Locations
6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States
Albuquerque, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Albuquerque | NM | 05/2009 | Present |
| City National Bank | Albuquerque | NM | 05/2020 | 01/2025 |
(1) MANZANO DAY SCHOOL; ADDRESS: 1801 CENTRAL AVENUE NW ALBUQUERQUE, NM 87104; BUSINESS DESCRIPTION: SCHOOL; NOT INVESTMENT RELATED; START DATE: 01/13/2009; CAPACITY: BOARD OF DIRECTORS; DUTIES: SERVING ON BOARD OF TRUSTEES; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 2 (2) UNM LOBO CLUB; ADDRESS: UNIVERSITY OF NEW MEXICO, ALBUQUERQUE, NM 87131; BUSINESS DESCRIPTION: FUNDRAISING ARM FOR THE UNM ATHLETIC DEPT; NOT INVESTMENT RELATED; START DATE: 08/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: FUNDRAISING, BOARD OF DIRECTORS GOVERNANCE; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-25 |
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