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7115 E. Baseline Rd. Ste. 110, Mesa, AZ 85209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-12-04 |
Branch Locations
7115 E. Baseline Rd. Ste. 110, Mesa, AZ 85209 • United States
Hartford, WI • United States
11220 W Burleigh, Suite 100, Wauwatosa, WI 53222 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance | Milwaukee | WI | 05/2005 | 11/2019 |
| Rg Investment Strategies | Milwaukee | WI | 02/2009 | Present |
| Principal Securities Inc | Wauwatosa | WI | 03/2016 | 11/2019 |
*OUTSIDE INSURANCE. SELLING TERM INSURANCE, FIXED ANNUITIES, P&C, LTC, HEALTH INSURANCE AND EMPLOYEE BENEFITS. EFFECTIVE 9/15/11 *RENTAL PROPERTY; OWNER; 08/01/2016 *CASHEL ACADEMY OF IRISH DANCE, NO, 9205 W CENTER ST WAUWATOSA, WI 53222. CO-PRESIDENT, 2HR/MO, ASSIST IN ORGANZIING EVENTS, 11/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-17 |
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