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Breana Michelle King

Wells Fargo Clearing Services, LLC

Denver, CO

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-06
CO RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2011-01-06
  • CO RA
    APPROVED
    Since 2008-01-01

Branch Locations

1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Denver CO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 Present
Previous Registrations
  • 2003-06-10 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Denver, CO
    Denver, CO
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-13
S63 Uniform Securities Agent State Law Examination 1996-08-30
  • S65 Uniform Investment Adviser Law Examination
    2000-12-13
  • S63 Uniform Securities Agent State Law Examination
    1996-08-30
Designations
Other Names
  • Breana Michelle King
  • Breana Michelle Roberts
  • Breana Michelle King
  • Breana Michelle Roberts

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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