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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-12 |
Branch Locations
952 Echo Lane Suite 460, Houston, TX 77024 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 06/2000 | 09/2019 |
| Sta Wealth Management, Llc | Houston | TX | 09/2019 | 06/2023 |
| Hightower Advisors | Chicago | IL | 06/2023 | Present |
Hygge House / 23 Boulevard Eufaula,OK United States 74432 / Other/ Real Estate / Rent my lake home out when not there / Proprietor / owner / / Maintain home / Start Date 11/1/18
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-03 |
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