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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-11-08
  • WA RA
    APPROVED
    Since 2024-11-08

Branch Locations

421 W Riverside Avenue Suite 1450, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc. Seattle WA 03/2015 11/2020
Securities America, Inc. Spokane WA 11/2020 06/2024
Arbor Point Advisors Spokane WA 11/2020 11/2024
Osaic Wealth, Inc. Spokane WA 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 03/2015 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 06/2024
    Securities America, Inc.
    Spokane, WA
  • 11/2020 → 11/2024
    Arbor Point Advisors
    Spokane, WA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Spokane, WA
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2020-11-06 → 2024-11-08
    Arbor Point Advisors
    Spokane Valley, WA
    Spokane, WA
  • 2015-03-06 → 2020-11-06
    Kms Financial Services, Inc.
    Seattle, WA
    Spokane Valley, WA
    Seattle, WA
  • 2012-01-18 → 2015-03-12
    Signator Financial Services, Inc.
    Bellevue, WA
    Spokane Valley, WA
  • 2009-08-07 → 2012-01-18
    Pacific West Financial Consultants Inc
    Renton, WA
Other Businesses

***DBA - A R M Wealth Mgmt. ***A R M WEALTH MGMT. -Agent -A R M Wealth Mgmt INVEST RELATED Yes #HRS 2 SEC TRADE HRS 0 -1/1/16 -421 W Riverside Ave Ste 1450, Spokane WA 99201 -Fixed and variable annuities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-06
S63 Uniform Securities Agent State Law Examination 1996-09-07
  • S66 Uniform Combined State Law Examination
    2009-08-06
  • S63 Uniform Securities Agent State Law Examination
    1996-09-07

View on SEC IAPD

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