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Current Employers
Nicolet Wealth Management

111 N. Washington Street, Green Bay, WI 54301 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-18
MI RA APPROVED 2016-08-10
WI RA APPROVED 2016-08-08
  • MN RA
    APPROVED
    Since 2026-02-18
  • MI RA
    APPROVED
    Since 2016-08-10
  • WI RA
    APPROVED
    Since 2016-08-08

Branch Locations

111 N. Washington Street, Green Bay, WI 54301 • United States

511 S. 28Th Ave, Wausau, WI 54401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicolet National Bank Wausau WI 10/2015 Present
Sii Investments Medford WI 05/2016 12/2017
Nicolet Wealth Management, Llc Green Bay WI 08/2016 Present
Private Client Services Louisville KY 01/2018 Present
  • 10/2015 → Present
    Nicolet National Bank
    Wausau, WI
  • 05/2016 → 12/2017
    Sii Investments
    Medford, WI
  • 08/2016 → Present
    Nicolet Wealth Management, Llc
    Green Bay, WI
  • 01/2018 → Present
    Private Client Services
    Louisville, KY
Previous Registrations
  • 2016-05-18 → 2017-12-31
    Sii Investments, Inc.
    Wausau, WI
    Medford, WI
    Appleton, WI
    Medford, WI
    Eagle River, WI
    Minocqua, WI
    Rhinelander, WI
  • 2015-11-03 → 2016-05-19
    Invest Financial Corporation
    Colby, WI
    Abbotsford, WI
    Wausau, WI
    Eagle River, WI
    Minocqua, WI
    Wausau, WI
    Medford, WI
    Rhinelander, WI
  • 2014-01-21 → 2015-10-23
    Appleton, WI
    Green Bay, WI
  • 2010-08-04 → 2014-01-21
    Cetera Investment Services Llc
    Wisconsin Rapids, WI
    Appleton, WI
    Sturgeon Bay, WI
    Mequon, WI
    Green Bay, WI
    Menasha, WI
    Pulaski, WI
    Green Bay, WI
    Sturgeon Bay, WI
    Green Bay, WI
    Howard, WI
    Sister Bay, WI
    Green Bay, WI
  • 2009-09-02 → 2010-05-12
    Equity Design Advisors, Llc
    Wausau, WI
  • 2008-08-27 → 2009-02-20
    St Louis, MO
    Schofield, WI
    Mosinee, WI
Other Businesses

1) NICOLET ADVISORY SERVICES, LLC, 111 N Washington Street, Green Bay, WI 54301. REGISTERED INVESTMENT ADVISOR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14

View on SEC IAPD

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