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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-29
CO RA APPROVED 2008-01-03
  • TX RA
    APPROVED_RES
    Since 2017-11-29
  • CO RA
    APPROVED
    Since 2008-01-03

Branch Locations

3775 Iris Ave Ste 4, Boulder, CO 80301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Boulder CO 12/2003 Present
Other Businesses

1. 12/23/2003 - NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - OUTSIDE SALES OF NON-VARIABLE INSURANCE. 2. 12/10/2010: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 10% - USE ASH BROKERAGE AS GENERAL AGENT FOR FIXED ANNUITIES AND FIXED LIFE PRODUCTS. 3. 12/3/2014: HAMMERHEAD HUTS, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 3% - HAMMERHEAD HUTS, LLC BUYS INVESTMENT PROPERTY FOR THE PURPOSE TO FIX AND FLIP, AND ALSO MANAGES RENTAL HOUSES OWNED BY ME. 4. 12/3/2012: NO BUSINESS NAME - INVESTMENT RELATED - COLORADO SPRINGS, CO - REAL ESTATE RENTAL - TIME SPENT 1% - RENTAL HOUSES: TWO RENTAL PROPERTIES IN COLORADO SPRINGS, CO. 5. 4/30/2013: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 2% - USE ASSOCIATES OF CLIFTON PARK AS A GENERAL AGENT FOR LONG TERM CARE INSURANCE. 6. 4/30/2013: FLATIRONS WEALTH STRATEGISTS, LTD. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 7. 6/3/2013: FLATIRONS WEALTH & DIVORCE STRATEGISTS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 8. 3/13/2014: MOHR MONEY, LTD. - OTHER-FOR ACCOUNTING PURPOSES ONLY - TIME SPENT 0% - MOHR MONEY, LTD. IS AN S-CORP FOR MY PERSONAL TAX FILING PURPOSES ONLY. THIS IS NOT A CLIENT-FACING ENTITY. 9. 12/8/2017 - Bear Cave LLC - Investment Related - Home Based & Boulder, CO - Real Estate Rental - Started 08/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 10. 1/2/2018 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/22/2017 - 1 Hour Per Month During Securities Trading - Sell Medicare supplements. 11. 6/15/2018 - No Business Name - Not Investment Related - Home Based & Spokane, WA - Real Estate Rental - Start Date: 12/03/2012 - 1 Hour Per Month/0 Hours During Securities Trading - One Residential Rental Property. 12. 8/20/2021 - No Business Name - Not Investment Related - 3775 Iris Ave, Suite 4, Boulder, CO 80301 - Real Estate Rental - Start Date: 8/3/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Sole lessee for my office suite, and will be sub-leasing at least one office within the suite. 13. 11/30/2021 - No Business Name - Investment Related - Boulder, Colorado 80305 - Real Estate Rental - Started 09/01/2021 - 0 Hours Per Month. 14. 11/30/2021 - No Business Name - Investment Related - Boulder, CO 80305 - Real Estate Rental - Started 09/16/2021 - 0 Hours Per Month. 15. 04/05/2023 - No Business Name - Investment Related - Boulder, CO 80305 - Real Estate Rental - Start Date - 04/05/2023 - 1 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-11
S63 Uniform Securities Agent State Law Examination 2000-01-13
  • S66 Uniform Combined State Law Examination
    2004-09-11
  • S63 Uniform Securities Agent State Law Examination
    2000-01-13
Designations
Other Names
  • Tara Lynn Parsley

View on SEC IAPD

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