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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-16 |
| MO | RA | APPROVED | 2022-08-15 |
Branch Locations
1371 N Mt Auburn Rd, Cape Girardeau, MO 63701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2013 | 09/2016 |
| Northwestern Mutual Investment Services, Llc | Cape Girardeau | MO | 12/2013 | 09/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2014 | 09/2016 |
| U.S. Bancorp Investments, Inc. | Cape Girardeau | MO | 09/2016 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cape Girardeau | MO | 08/2022 | Present |
| Bank Of America, N.A. | Cape Girardeau | MS | 11/2022 | Present |
Cape Girardeau Area Chamber of Commerce; Not Investment-Related; Cape Girardeau, MO; non profit membership organization that is a leading business and community development organization for economic development and community betterment; Member of the Board of Directors; 5/10/2021; 4 hours/month; 0 hours/trading; 19 member board of directors works with the 10 person chamber staff to accomplish the annual business plan and strategic plan of the chamber, will not serve on the finance committee, another organization handles the investments held by the chamber. I*1644299 , Name of OBA:CL Hutson Enterprises LLC Address: ICape Girardeau,Missouri Investment Related: NO Position, Title, Association: OTHER Employee Start Date: 12/07/2023 No Hours: 0 No Hours during trading: 0 Duties:My wife, Lindsey Hutson, has purchased a small trailer that has been refurbished into beverage cart that she can sell coffee and other beverages from during the summers at local farmer markets and other events while she is off from the summer from her school. We established a LLC that hold the title of the trailer and the business will run through. The LLC is owned by our family trust. Lindsey is the Managing member. There are no other employees
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-25 |
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