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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2005-11-21
  • MA RA
    APPROVED
    Since 2005-11-21

Branch Locations

875 3Rd Ave Fl 23, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance C Milwaukee WI 08/1995 Present
Northwestern Mutual Investment Services, Llc Wellesley MA 07/1996 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2026 Present
  • 08/1995 → Present
    The Northwestern Mutual Life Insurance C
    Milwaukee, WI
  • 07/1996 → Present
    Wellesley, MA
  • 02/2013 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, DEEP VALLEY PRESS, 139 DEEP VALLEY ROAD, NEW CANAAN, , CONNECTICUT, 06840, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/15/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAKE WINE, SEND GIFT BASKETS WITH WINE, BEEF JERKY, TEE SHIRTS TO FRIENDS 3. BUSINESS OWNERSHIP/SELF EMPLOYED OTHER NON-FINANCIAL SERVICES BUSINESS, 5055 STATE ROAD 413, BURDETT, , NEW YORK, 14818, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/20/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/OVERSIGHT 4. 33% OWNER, 139 DEEP VALLEY ROAD - SINGLE PROPERTY INVESTMENT/FLIP, 139 DEEP VALLEY ROAD, NEW CANAAN, , CONNECTICUT, 06840, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/16/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUY AND DEVELOP A PIECE OF LAND IN CT, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-14
S63 Uniform Securities Agent State Law Examination 1997-03-03
  • S66 Uniform Combined State Law Examination
    2005-11-14
  • S63 Uniform Securities Agent State Law Examination
    1997-03-03
Other Names
  • Matt Russo

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