Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2005-11-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 08/1995 | Present |
| Northwestern Mutual Investment Services, Llc | Wellesley | MA | 07/1996 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2026 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, DEEP VALLEY PRESS, 139 DEEP VALLEY ROAD, NEW CANAAN, , CONNECTICUT, 06840, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/15/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAKE WINE, SEND GIFT BASKETS WITH WINE, BEEF JERKY, TEE SHIRTS TO FRIENDS 3. BUSINESS OWNERSHIP/SELF EMPLOYED OTHER NON-FINANCIAL SERVICES BUSINESS, 5055 STATE ROAD 413, BURDETT, , NEW YORK, 14818, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/20/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/OVERSIGHT 4. 33% OWNER, 139 DEEP VALLEY ROAD - SINGLE PROPERTY INVESTMENT/FLIP, 139 DEEP VALLEY ROAD, NEW CANAAN, , CONNECTICUT, 06840, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/16/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUY AND DEVELOP A PIECE OF LAND IN CT, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-03 |
Reach out to this advisor