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James Bradley Ewing

LPl Financial LLC

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-11-23
TX RA APPROVED_RES 2021-11-17
  • LA RA
    APPROVED
    Since 2021-11-23
  • TX RA
    APPROVED_RES
    Since 2021-11-17

Branch Locations

10313 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management Inc. Baton Rouge LA 07/2016 11/2021
Altus Wealth Management, Llc Baton Rouge LA 07/2016 Present
Lpl Financial, Llc Baton Rouge LA 11/2021 Present
Previous Registrations
  • 2016-08-02 → 2021-11-22
    Baton Rouge, LA
  • 2009-04-22 → 2016-08-05
    Osaic Fa, Inc.
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

1. 11/16/2021 - TOPPER CORPORATION - OTHER - INVESTMENT RELATED/ 0%/ RUSTON, LA - Start date: 1980 2. 11/16/2021 - ALTUS WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ BATON ROUGE, LA- Start date: 04/20/2012 3. 11/16/2021 - GLADSTONE WEALTH PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ BATON ROUGE, LA - Start date: 10/18/2021 4. 11/16/2021 - ALTUS BENEFIT SOLUTIONS/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ BATON ROUGE, LA - Start date: 2016 5. 11/16/2021 - ABAB/ OTHER/ INVESTMENT RELATED/ 0%/ RUSTON, LA - Start date: 1980 6. 11/16/2021 - JBC INVESTMENT LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 1%/ 22600 TURTLEBACK LANE, PANAMA CITY BEACH, FL 32413; 1420 TURTLEBACK LANE, PANAMA CITY BEACH, FL 32413 - Start date: 2004 7. 07/03/2023 - Altus Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 09/20/2022 - 5 Hours Per Month/ 1 Hour During Securities Trading 8.08/08/2025 - Altus Private Client - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start date: 07/23/2025 - 10hrs/mnth during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-11-07
  • S63 Uniform Securities Agent State Law Examination
    2013-11-07
Other Names
  • Brad Ewing

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