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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-29 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Brooklyn | NY | 04/2013 | 06/2020 |
| Hsbc Bank Usa, N.A. | Brooklyn | NY | 08/2016 | 06/2020 |
| Unemployed | Brooklyn | NY | 07/2020 | 09/2020 |
| Cetera Investment Advisers Llc | Brooklyn | NY | 10/2020 | 03/2022 |
| Investors Bank | Brooklyn | NY | 10/2020 | 03/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2020 | 03/2022 |
| Citigroup | New York | NY | 03/2022 | 07/2026 |
| Wells Fargo Clearing Services, Llc ( | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-16 |
| S66 | Uniform Combined State Law Examination | 2003-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-21 |
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