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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-04-03 |
| IL | RA | APPROVED | 2012-02-24 |
Branch Locations
5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States
Vernon Hills, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Northbrook | IL | 02/2012 | Present |
1) REAL ESTATE RENTAL PROPERTY 1485 S CANDLESTICK, OWNER, 5 HRS/YR DEVOTED NONE DURING BUSINESS HOURS, START 1/02. /// 2) TEAM PIT BULL, SPORTS MANAGEMENT, PERSONAL MANAGER FOR ANDREI ARLOVSKI, TIME DEVOTED 2 HRS/WK, START 3/06. /// 3) KLM Management (formerly MLK Management) / BUFFALO GROVE,IL 60089 / SOLE PROPRIETORSHIP/ OTHER SPORTS MANAGEMENT / MANAGING FIGHTERS / OTHER / AGENT / NEGOTIATE CONTRACTS FOR FIGHTERS / START DATE 08/03/2009.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-19 |
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