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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-04-26 |
Branch Locations
375 Passaic Ave, Fairfield, NJ 07004 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
South Orange, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Fairfield | NJ | 04/2016 | Present |
| Kestra Investment Services, Llc | Fairfield | NJ | 03/2010 | Present |
Business Name: Preferred Pensions LLC Investment Related: No Address: 3 Garret Mountain Plaza, Suite 201 Woodland Park NJ 07424 Nature of Business: Other TPA Position, Title or Relationship: Director of Investment Services Start Date: 1/1/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Evaluate investment options available to participants in retirement plans that we provide TPA services for Business Name: U.S. FINANCIAL SERVICES, LLC POSITION: Director of Investment Services NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/31/2022 ADDRESS: 375 Passaic Ave, Suite 100, Fairfield NJ 07004, United States DESCRIPTION: Main responsibility is overseeing the retirement/401(k) plan department at U.S. Financial Services/Preferred Pension. I also assist with the wealth management part of our business by building and monitoring investment portfolios.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-19 |
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