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Sean Michael Orourke

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2017-05-12
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2017-05-12
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

390 Madison Ave, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Jpmorgan Chase Bank, N.A. New York NY 11/2006 Present
Previous Registrations
  • 2006-11-29 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
  • 2006-06-29 → 2006-12-31
    Hsbc Securities (Usa) Inc.
    New York City, NY
    New York, NY
  • 2004-08-09 → 2006-06-23
    Chase Investment Services Corp.
    New York City, NY
    New York, NY
  • 2003-01-14 → 2004-08-13
    Quick & Reilly, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-24
S63 Uniform Securities Agent State Law Examination 1996-08-20
  • S65 Uniform Investment Adviser Law Examination
    1998-02-24
  • S63 Uniform Securities Agent State Law Examination
    1996-08-20

View on SEC IAPD

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