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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-12-10
  • NJ RA
    APPROVED
    Since 2021-12-10

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Ramsey, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial S. - Wilmington Florham Park NJ 08/2011 03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne NJ 11/2020 11/2021
Preferred Pediatric Orthopedic Surgert Ridgewood NJ 03/2019 11/2020
Ubs Financial Services Weehawken NJ 11/2021 Present
  • 08/2011 → 03/2019
    Ubs Financial S. - Wilmington
    Florham Park, NJ
  • 11/2020 → 11/2021
    Wayne, NJ
  • 03/2019 → 11/2020
    Preferred Pediatric Orthopedic Surgert
    Ridgewood, NJ
  • 11/2021 → Present
    Ubs Financial Services
    Weehawken, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-26
  • S66 Uniform Combined State Law Examination
    2004-10-26

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