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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Couto, Defranco & Magone,Pa | South Orange | NJ | 07/1992 | Present |
| Avantax Investment Services, Inc. | West Orange | NJ | 07/1996 | 09/2025 |
| Avantax Advisory Services | West Orange | NJ | 01/1997 | 09/2025 |
| Avantax Insurance Agency, Llc | West Orange | NJ | 05/2016 | 09/2025 |
| Cetera Wealth Services, Llc | West Orange | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Couto Defranco, P.A.~'NIR'~300 Executive Drive, Suite 200~West Orange~NJ~07052~Tax Preparation/Accounting~Tax Preparation/Accounting~1/1/1992~200hrs~40hrs~Partner - accounting and tax 2) ESTATE OF MANUEL COUTO POSITION: Co-executor NATURE: Settlement of the Estate of Manuel Couto. Two children/beneficiaries/co-executors - Nelson Couto and Manuel Couto. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/22/2020 ADDRESS: 586 Yorktown Road, Union NJ 07083, United States DESCRIPTION: As fiduciaries we need to marshal the assets of my late father's estate and distribute the assets in the most time efficient manner in accordance with the provisions of the will. 3) COUTO DEFRANCO WEALTH MANAGEMENT POSITION: DBA for Avantax financial services. NATURE: A DBA name used by Avantax licensed financial advisors. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/19/2024 ADDRESS: 300 Executive Drive, Ste 200, West Orange NJ 07052, United States DESCRIPTION: Avantax related financial services offered by Avantax licensed financial advisors.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-06 |
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