Best Investors Account Sign in

Suzanne G Barham

Edward Jones

Raleigh, NC

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-19
NC RA APPROVED 2018-02-06
  • TX RA
    APPROVED
    Since 2018-12-19
  • NC RA
    APPROVED
    Since 2018-02-06

Branch Locations

3721 Lynn Rd Suite 124, Raleigh, NC 27613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
White Oak Wealth Partners Raleigh NC 12/2015 01/2018
Kestra Financial Securities, Inc. Raleigh NC 12/2017 01/2018
Edward Jones Saint Louis MO 01/2018 Present
  • 12/2015 → 01/2018
    White Oak Wealth Partners
    Raleigh, NC
  • 12/2017 → 01/2018
    Kestra Financial Securities, Inc.
    Raleigh, NC
  • 01/2018 → Present
    Edward Jones
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-05
S65 Uniform Investment Adviser Law Examination 2003-01-28
S63 Uniform Securities Agent State Law Examination 1996-10-21
  • S66 Uniform Combined State Law Examination
    2018-02-05
  • S65 Uniform Investment Adviser Law Examination
    2003-01-28
  • S63 Uniform Securities Agent State Law Examination
    1996-10-21
Designations
Other Names
  • Suzanne J Giddings
  • Giddings Suzanne Jeanette
  • Suzanne Jeanette Giddings
  • Suzanne G Barham
  • Suzanne Jeanette Barham
  • Suzanne G. Barham

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor