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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-09 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Dorado Hills | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Dorado Hills | CA | 11/2016 | Present |
CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, EL DORADO HILLS, CA, START 5/5/2021, 2 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-05 |
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