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Rodney R Williams

Morgan Stanley

San Rafael, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-24
TX RA APPROVED 2023-04-21
  • CA RA
    APPROVED
    Since 2023-04-24
  • TX RA
    APPROVED
    Since 2023-04-21

Branch Locations

1101 5Th Avenue Suite 275, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 06/1996 04/2023
Bank Of America, N.A. Mill Valley CA 06/2011 04/2023
Morgan Stanley Smith Barney Llc San Rafael CA 04/2023 Present
Morgan Stanley Private Bank, N.A New York NY 06/2023 Present
  • 06/1996 → 04/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, CA
  • 06/2011 → 04/2023
    Bank Of America, N.A.
    Mill Valley, CA
  • 04/2023 → Present
    Morgan Stanley Smith Barney Llc
    San Rafael, CA
  • 06/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-12
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S65 Uniform Investment Adviser Law Examination
    1996-09-12
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23
Other Names
  • A Rodney Williams
  • Rodney A Williams
  • Rod Williams

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. · SAN RAFAEL, CA

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