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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-04 |
Branch Locations
11757 Katy Freeway Suite 970, Houston, TX 77079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2013 | 11/2024 |
| Lpl Financial Llc | Houston | TX | 11/2024 | Present |
1) 10/2024 - Energy Corridor Advisors / DBA for LPL Business (entity for LPL busines / Inv. Related / Houston, Texas 77079 / Start date 11/04/2024 - 160 Hrs per month - 100% Time Spent 2) 10/2024 - Energy Corridor / DBA for LPL Business (entity for LPL business) / inv. Related / Houston, Texas 77079 / Start date 10/11/2024 - 160 Hrs per month - 100% Time Spent 3) 03/13/2025 - Pena Wealth Management LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home based - Start Date:02/21/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-09 |
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