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200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-19 |
Branch Locations
200 Park Avenue, New York, NY 10166 • United States
Alamo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Global Investors Distributors Llc | New York | NY | 06/1999 | 07/2022 |
| Allianz Global Investors U.S. Llc | San Francisco | CA | 07/2015 | 07/2022 |
| Voya Investment Managment | San Francisco | CA | 07/2022 | Present |
| Voya Investments Distributor, Llc | Windsor | CT | 07/2022 | Present |
| Voya Investment Management Co, Llc | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-13 |
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