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Grady Holt

Morgan Stanley

West Des Moines, IA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-29
IA RA APPROVED 2026-06-26
  • TX RA
    APPROVED_RES
    Since 2026-06-29
  • IA RA
    APPROVED
    Since 2026-06-26

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sammons Financial Network West Des Moines IA 06/2011 12/2016
Sammons Retirement Solutions West Des Moines IA 06/2011 12/2016
Spc Ann Arbor MI 05/2013 12/2016
Principal Life Insurance Des Moines IA 01/2017 05/2026
Principal Securities Des Moines IA 01/2017 05/2026
Morgan Stanley West Des Moines IA 06/2026 Present
  • 06/2011 → 12/2016
    Sammons Financial Network
    West Des Moines, IA
  • 06/2011 → 12/2016
    Sammons Retirement Solutions
    West Des Moines, IA
  • 05/2013 → 12/2016
    Spc
    Ann Arbor, MI
  • 01/2017 → 05/2026
    Principal Life Insurance
    Des Moines, IA
  • 01/2017 → 05/2026
    Principal Securities
    Des Moines, IA
  • 06/2026 → Present
    Morgan Stanley
    West Des Moines, IA
Previous Registrations
  • 2017-01-27 → 2026-06-03
    Principal Securities, Inc.
    Des Moines, IA
    Urbandale, IA
  • 2013-05-15 → 2017-01-23
    Spc
    West Des Moines, IA
    Ann Arbor, MI
  • 2005-03-29 → 2011-07-06
    Securian Financial Services, Inc.
    West Des Moines, IA
    West Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-21
S63 Uniform Securities Agent State Law Examination 1996-07-23
  • S65 Uniform Investment Adviser Law Examination
    2005-03-21
  • S63 Uniform Securities Agent State Law Examination
    1996-07-23
Other Names
  • Grady Douglas Holt
  • Grady Holt

View on SEC IAPD

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EDDIE RAY COLEMAN
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CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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