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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-08 |
| CA | RA | APPROVED | 2008-08-05 |
Branch Locations
1350 Rosecrans St 2Nd Fl Suite 201, San Diego, CA 92106-2636 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 07/2008 | Present |
1.06/11/2010; NONE; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.02/23/2011; Reliance Financial Services; Non-Variable Insurance DBA; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 3.08/12/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Reliance Financial Advisory LLC; Investment Related; at Reported Business Location(s); Start Date 08/11/2026; 200hrs/mth; 130hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-09 |
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