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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Columbus | OH | 10/2020 | 12/2020 |
| Jpmorgan Chase Bank, N.A. | Columbus | OH | 01/2021 | Present |
| J.P. Morgan Securities Llc | Columbus | OH | 01/2021 | Present |
| Fifth Third Securities | Columbus | OH | 01/2018 | 10/2020 |
| Fifth Third Securities | Columbus | OH | 10/2020 | 12/2020 |
| Fifth Third Securities | Columbus | OH | 12/2016 | 01/2018 |
| Fifth Third Securities | Columbus | OH | 01/2010 | 10/2016 |
| Unemployed | Powell | OH | 11/2016 | 11/2016 |
| Fifth Third Securities, Inc. | Columbus | OH | 12/2016 | 12/2020 |
| Fifth Third Securities, Inc. | Columbus | OH | 11/2002 | 10/2016 |
| Fifth Third Securities | Columbus | OH | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-04 |
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