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21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-02-20 |
| CA | RA | APPROVED | 2025-02-20 |
| NE | RA | APPROVED | 2025-02-20 |
| NC | RA | APPROVED | 2025-02-20 |
| TN | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED | 2025-02-20 |
Branch Locations
4515 Harding Pike. Suite 300., Nashville, TN 37205 • United States
21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Nashville | TN | 09/2011 | 05/2018 |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 06/2018 | 01/2025 |
| Criterion Capital Advisors Llc | Nashville | TN | 01/2013 | 01/2025 |
| Pierce & Pierce Inc. | Dyersburg | TN | 01/1999 | 01/2025 |
| Ep Wealth Advisors, Llc | Nashville | TN | 01/2025 | Present |
Pierce & Pierce Inc. Not Investment Related. 815 Cooper Drive, Dyersburg, TN 38024. Family Farm. Owner/Secretary. 01/1999. 5 Hrs/Mo; 0 During Trading Hours. Provide Management Oversight. Blakeford at Green Hills. Not Investment Related. 11 Burton Hills Blvd, Nashville, TN 37215. Not for Profit. Board of Directors. Start date: 01/01/2024. 1 hrs/ month; none during trading hours. General oversight of management/ staff.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-22 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-08 |
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