Kevin Jiro Yoneda

Current Employers

Employment History

• 08/2001 → Present
  Independent Capital Management
  San Diego, CA
• 01/2009 → 09/2023
  Sagepoint Financial,Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  San Diego, CA

Previous Registrations

• 2014-08-21 → 2023-09-01
  Osaic Services, Inc.
  San Diego, CA
• 2000-11-07 → 2021-11-10
  Independent Capital Management
  San Diego, CA

Other Businesses

1) INDEPENDENT CAPITAL MANAGEMENT INC POSITION: Other - agent NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1996 ADDRESS: 3131 camino del rio north ste 810, san diego CA 92108, United States DESCRIPTION: life agent 2) EMPLOYEE OF INDEPENDENT CAPITAL MANAGEMENT POSITION: Partner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/1996 ADDRESS: 3131 Camino del Rio North Ste 810, San Diego CA 92108 DESCRIPTION: employee of icm inc. 3) KJY LLC POSITION: president/owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2016 ADDRESS: 5875 friars rd #4109, san diego CA 92110 DESCRIPTION: This LLC will purchase properties, make improvements, and either sell or rent. There is a partner ( another individual with LLC) that is NOT a client 4) TTEE / POA FOR SAKAYE YONEDA (MOTHER) POSITION: TTEE NATURE: I am ttee/POA for my mother INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2016 ADDRESS: 12430 Havelock Ave, Los Angeles CA 90066 DESCRIPTION: Take care of my mother's finances, bills, home care, taxes, etc. 5) ICM LENDING POSITION: representative NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 39 Forster, Lake Forest CA 92630 DESCRIPTION: Client referrals to ICM lending for primary home mortgages and refinances

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-24
• S63 Uniform Securities Agent State Law Examination
  1996-08-09