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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-19 |
| WI | RA | APPROVED | 2012-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Green Bay | WI | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Green Bay | WI | 07/2006 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: HAYES RENTALS POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2011 ADDRESS: Rental properties DETAILS: 1616 WAUKESHA, WI. 1297 PEWAUKEE, WI. 657 DE PERE, WI. HOURS DEDICATED (per month unless otherwise indicated): N/A HOURS DURING TRADING: 0 INVESTMENT RELATED: NO ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/12/2018 ADDRESS: N8907 Iola, WI DETAILS: FARMLAND. HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
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