Stephen Milton Holloman

Current Employers

Employment History

• 06/2002 → Present
  Wachovia Bank, N.A.
  Raleigh, NC
• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Research Triangle Park, NC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Research Triangle Park, NC
• 07/2021 → Present
  Truist Investment Services
  Raleigh, NC
• 07/2021 → 07/2021
  Bb&T Bank
  Raleigh, NC
• 08/2021 → Present
  Truist Advisory Services, Inc
  Atlanta, GA

Previous Registrations

• 2009-05-06 → 2021-08-03
  Wells Fargo Clearing Services, Llc
  Research Triangle Park, NC
  Minneapolis, MN
  Charlotte, NC
  Charlotte, NC
  Raleigh, NC
  Cary, NC
  Minneapolis, MN
  Tarpon Springs, FL
  Cary, NC
  Raleigh, NC
  Raleigh, NC
  Cary, NC

Other Businesses

NA/INDIVIDUAL OWNER POSITION: Owner NATURE: Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: Winterville NC, United States DESCRIPTION: I manage the property, to include collecting rents, paying expenses, dealing with the tenant, etc. NA/INDIVIDUAL OWNER POSITION: Owner NATURE: Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2020 ADDRESS: Winterville NC, United States DESCRIPTION: I manage the property, to include collecting rents, paying expenses dealing with the tenant, etc. NA/INDIVIDUAL OWNER POSITION: Owner NATURE: Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: Greenville NC, United States DESCRIPTION: I manage the property, to include collecting rents, paying expenses, dealing with the tenant, etc. PERSONAL NAME POSITION: Individual owner NATURE: I am considering buying more rental homes similar to what I have currently disclosed. I do not have any under contract at this time and want to make sure i can get them approved before I were to go under contract and run the risk of having to void my contract. Any new properties would be owned in my individual name, along with my spouse, as the current properties. Date below of 2/1/22 is only projected date depending on when i were to find properties INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: Greenville NC, United States DESCRIPTION: Managing the properties, collecting rent, paying bills, etc.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-29
• S63 Uniform Securities Agent State Law Examination
  1996-12-26

Other Names

• Stephen Holloman
• Steve Milton Holloman