Joseph Patrick Roop

Current Employers

Employment History

• 03/2009 → 07/2019
  Kalos Capital, Inc
  Alpharetta, GA
• 07/2019 → 09/2021
  Dempsey Lord Smith, Llc
  Rome, GA
• 02/2022 → Present
  Coppell Advisory Solutions Llc Dba Fusion Capital Management
  Dallas, TX
• 03/2009 → Present
  Belmont Capital Advisors
  Belmont, NC

Previous Registrations

• 2019-10-18 → 2021-09-21
  Dempsey Lord Smith, Llc
  Rome, GA
  Belmont, NC
  Rome, GA
  Belmont, NC
• 2009-04-02 → 2019-07-22
  Kalos Management
  Ponte Vedra Beach, FL
  Belmont, NC
• 2008-05-23 → 2009-04-03
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Belmont, NC
• 2004-12-10 → 2008-05-28
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Gastonia, NC
  Gastonia, NC
• 2001-12-31 → 2004-12-15
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC

Other Businesses

1) GLENWAY LLC; N-I-R;217 GLENWAY, BELMONT, NC, 28012; COMMERCIAL REAL ESTATE; 50% OWNER; S/D:10/01/07; HRS/MONTH:0; DURING TRADING HRS:0; NO DUTIES. 2) BELMONT CAPITAL ADVISORS, INC. NON INVESTMENT RELATED PO BOX 352 BELMONT NC 28012. NATURE OF BUSINESS INSURANCE PRODUCTS, POSITION: PRESIDENT STARTED MARCH 2009. APPX HOURS PER MONTH 100. ZERO HOURS FOR INVESTMENT/SECURITIES. 3) 2520-A RENTAL PROPERTY, OWNER, <1 HOUR/WEEK 4) BLACK WATER INC, FIXED INSURANCE BUSINESS, 5 HOURS PER MONTH, NONE DURING TRADING HOURS 5) FIRST PRESBYTERIAN CHURCH POSITION: Deacon NATURE: Offer worship services and recruit new members INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/21/2016 ADDRESS: 102 S Central ave, Belmont NC 28012, United States DESCRIPTION: Pray, Greet, and assist with assigned responsibilities for the deacon board. 6) DBA: JOEPAT ROOP 7) Belmont Wealth Advisors, LLC (currently inactive), non-Investment Related, 123 North Main Street Belmont NC 28012, Nature of Business owner of company, Position: Owner, Started January 2021, 0 hours a month during securities trading hours, owner of Belmont Wealth Advisors, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-02
• S63 Uniform Securities Agent State Law Examination
  1996-08-09

Other Names

• Joepat Roop