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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-12 |
| TN | RA | APPROVED | 2004-01-08 |
| TX | RA | APPROVED_RES | 2000-08-14 |
Branch Locations
3102 West End Avenue Suite 780, Nashville, TN 37203 • United States
Santa Rosa Beach, FL • United States
Nashville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Nashville | TN | 08/2000 | Present |
1) HAVE A RENTAL PROPERTY IN LITTLE ROCK, AR, 309 ROSETTA /// 2) Estate Planning Council of Mid TN / 3011 armory nashville,tn 37204 / Other/ Financial (Consumer & Investment Services) / peer share / Member of Board of Directors / / 2-3 meetings per year to set programs / Start Date Professional peer organization / Start Date 06/30/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-24 |
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