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Jason Daniel Phillips

Cetera Investment Advisers LLC

North Haven, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
CT RA APPROVED 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • CT RA
    APPROVED
    Since 2019-06-19

Branch Locations

127 Washington Ave 2Nd Fl W, North Haven, CT 06473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial North Haven CT 03/2001 Present
Foresters Advisory Services, Llc North Haven CT 08/2012 Present
Ct Jr Vba Woodbridge CT 12/2012 11/2017
Cceia Cheshire CT 09/2017 05/2019
Greater New Haven Warriors Youth Hockey League Northford CT 12/2018 04/2019
Cetera Investment Services Llc North Haven CT 06/2019 Present
Cetera Investment Advisers Llc North Haven CT 06/2019 Present
  • 03/2001 → Present
    Foresters Financial
    North Haven, CT
  • 08/2012 → Present
    Foresters Advisory Services, Llc
    North Haven, CT
  • 12/2012 → 11/2017
    Ct Jr Vba
    Woodbridge, CT
  • 09/2017 → 05/2019
    Cceia
    Cheshire, CT
  • 12/2018 → 04/2019
    Greater New Haven Warriors Youth Hockey League
    Northford, CT
  • 06/2019 → Present
    Cetera Investment Services Llc
    North Haven, CT
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    North Haven, CT
Previous Registrations
  • 2012-09-25 → 2019-06-25
    Foresters Advisory Services, Llc
    North Haven, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-22
S63 Uniform Securities Agent State Law Examination 1999-09-30
  • S66 Uniform Combined State Law Examination
    2012-09-22
  • S63 Uniform Securities Agent State Law Examination
    1999-09-30

View on SEC IAPD

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JOSEPH BRUNO DEDOMENICO
MICHAEL STEPHEN THOMPSON
BRUCE WILLIAM ANESI
BONNIE SVIRIDOFF
JOSEPH F SCHRECK

Other Offices

OSAIC WEALTH, INC. · NORTH HAVEN, CT
CETERA INVESTMENT ADVISERS LLC · NORTH HAVEN, CT
COMMONWEALTH FINANCIAL NETWORK · NORTH HAVEN, CT
LPL FINANCIAL LLC · NORTH HAVEN, CT
GATEWAY WEALTH PARTNERS, LLC · North Haven, CT
KEY INVESTMENT SERVICES LLC · NORTH HAVEN, CT
BELPOINTE ASSET MANAGEMENT LLC · North Haven, CT
INNOVATIVE ASSET ADVISORS GROUP · North Haven, CT

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