Alexander Vaughan Brand

Current Employers

Employment History

• 08/2015 → 12/2017
  Wells Fargo Advisors, Llc
  Richmond, VA
• 12/2017 → 08/2019
  Raymond James Financial Services, Inc.
  Richmond, VA
• 07/2015 → 07/2022
  Avb Reb, Llc.
  Breckenridge, CO
• 12/2017 → 08/2019
  Raymond James Financial Services Advisors Inc.
  Richmond, VA
• 08/2019 → 07/2022
  Wells Fargo Bank
  Richmond, VA
• 02/2021 → 07/2022
  Wells Fargo Clearing Services
  Richmond, VA
• 07/2022 → Present
  Lpl Financial
  Glen Allen, VA

Previous Registrations

• 2021-03-15 → 2022-06-16
  Wells Fargo Clearing Services, Llc
  Charlottesville, VA
  Richmond, VA
  St. Louis, MO
• 2017-12-01 → 2019-08-28
  Raymond James Financial Services Advisors, Inc
  Richmond, VA
• 2015-10-14 → 2017-12-06
  Wells Fargo Clearing Services, Llc
  Richmond, VA
• 2013-11-26 → 2015-05-06
  Edmunds White Partners Llc
  Richmond, VA
• 2005-02-01 → 2010-12-17
  Stephens
  Glen Allen, VA
  Little Rock, AR
  Richmond, VA
• 2001-04-23 → 2005-02-01
  Scott & Stringfellow, Llc
  Richmond, VA

Other Businesses

1- 07/2022 / Capstone Financial Partners, INC / DBA for LPL Business (entity for LPL business) / Investment Related / Glen Allen, VA 2-06/2022 / Capstone Financial Partners / Non-Variable Insurance / Investment Related / 1 HR MNTH / Glen Allen, VA 3-01/2021 / Rivergate Homeowner's Association / Non-Profit Board Member / Non Investment Related / Richmond, VA

Exams

• S66 Uniform Combined State Law Examination
  2015-10-20
• S65 Uniform Investment Adviser Law Examination
  2000-02-02
• S63 Uniform Securities Agent State Law Examination
  1997-06-27

Other Names

• Alex Brand