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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2007-07-26
  • KS RA
    APPROVED
    Since 2007-07-26

Branch Locations

149 S Andover Rd Ste 300, Andover, KS 67002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/1996 Present
Northwestern Mutual Life Ins. Co Milwaukee WI 04/1996 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2010 Present
  • 07/1996 → Present
    Milwaukee, WI
  • 04/1996 → Present
    Northwestern Mutual Life Ins. Co
    Milwaukee, WI
  • 06/2010 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-25
S63 Uniform Securities Agent State Law Examination 1999-03-22
  • S66 Uniform Combined State Law Examination
    2007-06-25
  • S63 Uniform Securities Agent State Law Examination
    1999-03-22
Other Names
  • Geoff Stalker

View on SEC IAPD

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