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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
IA RA APPROVED 2001-05-22
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • IA RA
    APPROVED
    Since 2001-05-22

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Urbandale, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Clive IA 01/2020 Present
Rbc Capital Markets Corporation Des Moines IA 03/2008 Present
  • 01/2020 → Present
    City National Bank
    Clive, IA
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Des Moines, IA
Other Businesses

(1) IOWA CHI CHAPTER OF SIGMA ALPHA EPSILON HOUSING CO; ADDRESS: 1115 W 23RD CEDAR FALLS, IA 50613; BUSINESS DESCRIPTION: FRATERNITY HOUSING CORPORATION; NOT INVESTMENT RELATED; START DATE: 03/01/1999; CAPACITY: PRESIDENT; DUTIES: ORGANIZE MEETINGS AND OVERSEE BOARD MEMBERS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) RENTAL PROPERTY; ADDRESS: 905 NW CAMPUS RIDGE COURT ANKENY, IA 50023; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 08/01/2005; CAPACITY: OWNER-ACTIVE; DUTIES: MORTGAGE PAYMENT - THE TENANT DOES THE MAJORITY OF THE UPKEEP; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (#) NAME OF ENTITY: Peak Agency ADDRESS: 6150 Village View Drive #112 West Des Moines Iowa 50266 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 21, 2026 CAPACITY: Other DUTIES: My Wife Molly and Daughter Eliza have worked for the Peak Agency in WDSM a couple times. Molly was asked by the agency to submit a family picture that HyVee would consider using in some of their still materials. They are looking to put together an asset library of images submitted by real families. Sounds like this is a one time photo shoot. HOURS DEVOTED PER MONTH: not ongoing HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: not ongoing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-18
S63 Uniform Securities Agent State Law Examination 1996-07-17
  • S66 Uniform Combined State Law Examination
    2005-10-18
  • S63 Uniform Securities Agent State Law Examination
    1996-07-17

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