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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| IA | RA | APPROVED | 2001-05-22 |
Branch Locations
1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States
Urbandale, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | Clive | IA | 01/2020 | Present |
| Rbc Capital Markets Corporation | Des Moines | IA | 03/2008 | Present |
(1) IOWA CHI CHAPTER OF SIGMA ALPHA EPSILON HOUSING CO; ADDRESS: 1115 W 23RD CEDAR FALLS, IA 50613; BUSINESS DESCRIPTION: FRATERNITY HOUSING CORPORATION; NOT INVESTMENT RELATED; START DATE: 03/01/1999; CAPACITY: PRESIDENT; DUTIES: ORGANIZE MEETINGS AND OVERSEE BOARD MEMBERS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) RENTAL PROPERTY; ADDRESS: 905 NW CAMPUS RIDGE COURT ANKENY, IA 50023; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 08/01/2005; CAPACITY: OWNER-ACTIVE; DUTIES: MORTGAGE PAYMENT - THE TENANT DOES THE MAJORITY OF THE UPKEEP; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (#) NAME OF ENTITY: Peak Agency ADDRESS: 6150 Village View Drive #112 West Des Moines Iowa 50266 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 21, 2026 CAPACITY: Other DUTIES: My Wife Molly and Daughter Eliza have worked for the Peak Agency in WDSM a couple times. Molly was asked by the agency to submit a family picture that HyVee would consider using in some of their still materials. They are looking to put together an asset library of images submitted by real families. Sounds like this is a one time photo shoot. HOURS DEVOTED PER MONTH: not ongoing HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: not ongoing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-17 |
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