Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-04 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets | Houston | TX | 01/2008 | 06/2019 |
| Morgan Stanley Smith Barney | Houston | TX | 06/2009 | 06/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2019 |
| Wells Fargo Clearing Services Llc | Houston | TX | 06/2019 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 06/2021 | Present |
| Bank Of America, N.A. | Houston | TX | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-22 |
Reach out to this advisor