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Richard Norris Preston

Fort Sheridan Advisors LLC

Highland Park, IL

Boynton Beach, FL

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Current Employers
Fort Sheridan Advisors Llc

600 Central Avenue Suite 365, Highland Park, IL 60035 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-09
  • FL RA
    APPROVED
    Since 2026-03-09

Branch Locations

600 Central Avenue Suite 365, Highland Park, IL 60035 • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/1996 02/2026
Northwestern Mutual Investment Services, Llc Summit NJ 07/1996 01/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 02/2026
Northwestern Mutual Investment Services, Llc Boca Raton FL 02/2021 02/2026
Fort Sheridan Advisors Llc Boynton Beach FL 02/2026 Present
Previous Registrations
  • 2005-07-05 → 2026-02-26
    Northwestern Mutual Investment Services, Llc
    Summit, NJ
    Florham Park, NJ
    Delray Beach, FL
    Boca Raton, FL
    Boynton Beach, FL
  • 2006-03-09 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

INSURANCE LICENSED LIFE AND HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 1996-10-04
  • S66 Uniform Combined State Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    1996-10-04
Designations

View on SEC IAPD

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Other Investors

NOEL ADAM COOPER
ZACHARY HAROLD WALTERS
LOUIS BURTON KLIEGER
BLAKE S SCIERA
HOWARD ROBERT KLIEGER
WYATT REED DOWLING
BRADLEY CORDES
KAREN M FINERMAN

Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HIGHLAND PARK, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL

More in Highland Park, IL

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