Richard Norris Preston

Employer firm

Fort Sheridan Advisors LLC CRD 151139

$1.03B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1996 → 02/2026
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/1996 → 01/2021
  Northwestern Mutual Investment Services, Llc
  Summit, NJ
• 05/2007 → 02/2026
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2021 → 02/2026
  Northwestern Mutual Investment Services, Llc
  Boca Raton, FL
• 02/2026 → Present
  Fort Sheridan Advisors Llc
  Boynton Beach, FL

Previous Registrations

• 2005-07-05 → 2026-02-26
  Northwestern Mutual Investment Services, Llc
  Summit, NJ
  Florham Park, NJ
  Delray Beach, FL
  Boca Raton, FL
  Boynton Beach, FL
• 2006-03-09 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

INSURANCE LICENSED LIFE AND HEALTH

Exams

• S66 Uniform Combined State Law Examination
  2006-07-17
• S63 Uniform Securities Agent State Law Examination
  1996-10-04

Designations

• Chartered Financial Consultant