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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-06-25
LA RA APPROVED 2012-06-25
AL RA APPROVED 2006-09-29
TX RA APPROVED 2004-09-08
  • CA RA
    APPROVED
    Since 2012-06-25
  • LA RA
    APPROVED
    Since 2012-06-25
  • AL RA
    APPROVED
    Since 2006-09-29
  • TX RA
    APPROVED
    Since 2004-09-08

Branch Locations

2681 N Causeway Blvd, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New Orleans LA 08/1996 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 08/1996 Present
Bank Of America, Na New Orleans LA 12/2009 Present
Other Businesses

I*104737FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: N/AINVESTMENT RELATED: NADDRESS OF BUSINESS: METAIRIE, LOUISIANA 70005NATURE OF BUSINESS: OTHER,THERE IS NO CORPORATE STRUCTUREPOSITION, TITLE, ASSOCIATION: OTHER, WE OWN A HORSE.START DATE OF RELATIONSHIP: 4/4/2017NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: WE OWN A HORSE. WE HAVE LEASED THIS HORSE TO ANOTHER INDIVIDUAL FOR A YEAR AS OUR DAUGHTER NO LONGER RIDES HIM. SELLING HIM WAS PREFERRED BUT THEY DIDN'T WANT TO BUY HIM.I*3386265, Entity Type: , Name of OBA: ASHRAC LLC, Address: Metairie, Louisiana, 70005, Investment Related: N, Position, Title, Association: Administrator, Employee Start Date: 12/26/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:I*3532265, Entity Type: , Name of OBA: D B T Family Trust, Address: Metairie, Louisiana, 70005, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 01/13/2026, No Hours: 10 Yearly, No Hours during Trading: 2 Yearly, Duties:I*4145272, Entity Type: , Name of OBA: T R G, Address: Metairie, Louisiana, 70005, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/13/2023, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4519305 Entity Type: N/A Name of OBA: 212 Stella LLC Address: Metairie, Louisiana, 70005 Investment Related: No Position, Title, Association: N/A Employee Start Date: 07/01/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: Real estate investment Provide feedback to the property manager. Stock necessary items in the home. Coordinate with the property manager on repairs and the like.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-26
  • S66 Uniform Combined State Law Examination
    2004-01-26
Other Names
  • Rachael Beaird Tullis

View on SEC IAPD

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