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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-06-25 |
| LA | RA | APPROVED | 2012-06-25 |
| AL | RA | APPROVED | 2006-09-29 |
| TX | RA | APPROVED | 2004-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | New Orleans | LA | 08/1996 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 08/1996 | Present |
| Bank Of America, Na | New Orleans | LA | 12/2009 | Present |
I*104737FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: N/AINVESTMENT RELATED: NADDRESS OF BUSINESS: METAIRIE, LOUISIANA 70005NATURE OF BUSINESS: OTHER,THERE IS NO CORPORATE STRUCTUREPOSITION, TITLE, ASSOCIATION: OTHER, WE OWN A HORSE.START DATE OF RELATIONSHIP: 4/4/2017NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: WE OWN A HORSE. WE HAVE LEASED THIS HORSE TO ANOTHER INDIVIDUAL FOR A YEAR AS OUR DAUGHTER NO LONGER RIDES HIM. SELLING HIM WAS PREFERRED BUT THEY DIDN'T WANT TO BUY HIM.I*3386265, Entity Type: , Name of OBA: ASHRAC LLC, Address: Metairie, Louisiana, 70005, Investment Related: N, Position, Title, Association: Administrator, Employee Start Date: 12/26/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:I*3532265, Entity Type: , Name of OBA: D B T Family Trust, Address: Metairie, Louisiana, 70005, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 01/13/2026, No Hours: 10 Yearly, No Hours during Trading: 2 Yearly, Duties:I*4145272, Entity Type: , Name of OBA: T R G, Address: Metairie, Louisiana, 70005, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/13/2023, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4519305 Entity Type: N/A Name of OBA: 212 Stella LLC Address: Metairie, Louisiana, 70005 Investment Related: No Position, Title, Association: N/A Employee Start Date: 07/01/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: Real estate investment Provide feedback to the property manager. Stock necessary items in the home. Coordinate with the property manager on repairs and the like.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-26 |
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