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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

15141 E Whittier Blvd Ste 550, Whittier, CA 90603 • United States

Whittier, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Quantum Econometrics, Llc Whittier CA 07/2013 12/2023
Credit Union Of Southern California Whittier CA 01/2010 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2013 → 12/2023
    Quantum Econometrics, Llc
    Whittier, CA
  • 01/2010 → Present
    Credit Union Of Southern California
    Whittier, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-07-26 → 2023-11-22
    Quantum Econometrics, Llc
    Whittier, CA
Other Businesses

1. SALE OF FIXED INSURANCE, (LIFE, ANNUITIES, LONG-TERM CARE); 2. Credit Union of Southern California; not investment related; 8028 Greenleaf Ave. in Whittier CA 90605; Loans and Financing options for members; Board Member; Started in 2010; devotes 4 hours per month none within trading hours; Christopher votes on policies compensation matters and overall governance without receiving compensation, to clarify this position is voluntary. 3. NAME OF OTHER BUSINESS: GEORGE'S COLLECTIBLES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SALE OF COLLECTIBLES; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SALE OF MY COLLECTION OF DIE CAST CARS ON VARIOUS PLATFORMS; 4. NAME OF OTHER BUSINESS: GEORGE CAPITAL MANAGEMENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: DBA FOR BUSINESS RELATED REVENUE AND EXPENSES; 5. NAME OF OTHER BUSINESS: WHITTIER BUSINESS SERVICES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: CO MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PURELY FOR THE PURPOSE OF PAYING EXPENSES OF THE WHITTIER BRANCH;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-28
  • S63 Uniform Securities Agent State Law Examination
    1996-08-28

View on SEC IAPD

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