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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-02-26
NJ RA APPROVED 2011-09-28
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • NJ RA
    APPROVED
    Since 2011-09-28

Branch Locations

89 Broad Street Ground Floor, Red Bank, NJ 07701-1922 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Ridgewood NJ 09/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2011 → Present
    Morgan Stanley Smith Barney
    Ridgewood, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2010-04-13 → 2011-04-01
    Barclays Capital Inc.
    New York, NY
  • 2007-10-03 → 2009-02-17
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-01
  • S66 Uniform Combined State Law Examination
    2007-10-01

View on SEC IAPD

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