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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-05-18 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 08/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
NAME OF OUTSIDE BUSINESS: NUARCH ADVISORS, LLC IS BUSINESS INVESTMENT RELATED (Y/N): N ADDRESS OF OUTSIDE BUSINESS (CITY, STATE): MOUNT VERNON, NY 10552 DATE AFFILIATION BEGAN: 8/1/06 YOUR TITLE: PARTNER YOUR DUTIES (BRIEF): NONE - IT IS AN INACTIVE SINGLE MEMBER LLC. FORMERLY, IT WAS A MANAGEMENT CONSULTING PRACTICE # HOURS DEVOTED EACH MONTH DURING SECURITY TRADING HOURS: 0 # HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS: 1 *667797- Siwanoy Capital LLC; Investment related: No; Naples, Florida; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2012; During business hours: 0; After business hours: 0.5; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-11 |
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