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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1603 Orrington Avenue, Evanston, IL 60201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Evanston IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Evanston IL 11/2001 Present
Previous Registrations
  • 2006-02-27 → 2012-10-01
    Chase Investment Services Corp.
    Evanston, IL
    Evanston, IL
    Chicago, IL
    Evanston, IL
    Evanston, IL
    Chicago, IL
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/23/2014 ADDRESS: 1334 CHICAGO, IL. DETAILS: OWNER OF 3 UNIT BUILDING. HOURS DEDICATED (per month unless otherwise indicated): A HOUR A MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-24
S63 Uniform Securities Agent State Law Examination 1999-10-19
  • S65 Uniform Investment Adviser Law Examination
    2006-02-24
  • S63 Uniform Securities Agent State Law Examination
    1999-10-19
Other Names
  • Stephanie Lee Stover

View on SEC IAPD

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